Code · CFR · Title 12 — Banks and Banking · Part 218 — Exceptions for Banks from the Definition of Broker in the Securities Exchange Act of 1934 (Regulation R) · § 218.781

§ 218.781. Exemption from the definition of “broker” for banks for a limited period of time.

34 words·~1 min read·/us/cfr/t12/s§ 218.781·

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A bank is exempt from the definition of the term “broker” under section 3(a)(4) of the Act (15 U.S.C. 78c(a)(4)) until the first day of its first fiscal year commencing after September 30, 2008.

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Final rule; technical amendments

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U.S. Code

Definitions and application
§ 78c

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§ 218.781

Exemption from the definition of “broker” for banks for a limited period of time.

Fed. Reg.×1

U.S.C.§ 78c

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